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FINRA Awards for Joyce F. Glucksman

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0121607/19/2012Claimant(s): Linda Eydt
Claimant Lawyers(s): James C. Cifelli
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): J. Michael Riordan
Arbitrator(s): Michael J. Ahlstrom, Joyce F. Glucksman, Harry G. Mason
Hearing Site: Atlanta, GA
10-0502006/20/2012Claimant(s): Raymond Kowalewski
Claimant Lawyers(s): Charles M. Dalziel
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Matthew Simpson
Arbitrator(s): Daniel E. Gulden, Joyce F. Glucksman, Robert Payne Koven
Hearing Site: Atlanta, GA
08-0248212/29/2009Claimant(s): Lance Beck
Claimant Lawyers(s): Joseph B. Alonso
Respondent(s): Suntrust Robinson Humphrey.
Respondent Lawyers(s): Terry R. Weiss
Arbitrator(s): Joyce F. Glucksman, Monique Michelle Wilkerson, Bonnie B. Revoner
Hearing Site: Atlanta, GA
08-0180702/26/2009Claimant(s): Richard Poss
Claimant Lawyers(s): Richard Neal Poss
Respondent(s): Delta Equity Services Corp.
Respondent Lawyers(s): Scott Aubrey
Arbitrator(s): Joyce F. Glucksman
Hearing Site: Atlanta, GA

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