Potomac Analytics' Logo

FINRA Awards for Sara Davis

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 2 out of 2 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0025007/28/2021Claimant(s): Peggy Lao
Claimant Lawyers(s): Peggy Pek-Van Lao
Respondent(s): UVEST Financial Services Group.
Respondent Lawyers(s): Sara Davis
Arbitrator(s): Michael Lancaster Garcia, Chicora Martin, Andrew Kennon Jennings
Hearing Site: San Francisco, CA
19-0363606/08/2020Claimant(s): James Buto
Claimant Lawyers(s): Alexander K. Cox
Respondent(s): Keybanc Capital Markets Inc., UVEST Financial Services Group.
Respondent Lawyers(s): Jeffrey S. Dunlap, Sara Davis
Arbitrator(s): Nicole T. LeBoeuf
Hearing Site: Dallas, TX

2 Results

Display: