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FINRA Awards for Walter J. Mathews

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0254809/02/2014Claimant(s): Kovack Securities Inc.
Claimant Lawyers(s): Walter J. Mathews
Respondent(s): Daniel Ascani
Respondent Lawyers(s): Daniel Leonard Ascani
Arbitrator(s): Steven R. Reininger
Hearing Site: Boca Raton, FL
13-0316008/26/2014Claimant(s): Kovack Securities Inc.
Claimant Lawyers(s): Walter J. Mathews
Respondent(s): Anthony Diaz
Respondent Lawyers(s): Jerome M. Selvers
Arbitrator(s): Ronald J. Colombo
Hearing Site: Newark, NJ
12-0422306/27/2014Claimant(s): Kovack Securities Inc.
Claimant Lawyers(s): Walter J. Mathews
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Joan M. Traub
Hearing Site: New York, NY

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