FINRA Awards for Peter D. Shelp

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Displaying 5 out of 5 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
18-03956	10/09/2019	Claimant(s): Timothy Caso Claimant Lawyers(s): Timothy Caso Respondent(s): Ameriprise Financial Services., Thomas Robbins Respondent Lawyers(s): Edward A. Walton, Joel Wertman Arbitrator(s): Peter D. Shelp, Mary L. Sims, Suzanne Levin Wolfson Hearing Site: Philadelphia, PA
15-02426	09/30/2016	Claimant(s): Amir Ahmad Claimant Lawyers(s): Dan S. Sweetser Respondent(s): Morgan Stanley Respondent Lawyers(s): Joe Gehring Arbitrator(s): Michael P. Marryshow, Peter D. Shelp, Donald S. Bauman Hearing Site: Philadelphia, PA
09-00095	11/12/2009	Claimant(s): RBC Wealth Management Claimant Lawyers(s): Jospeh Keenan Respondent(s): Newell Anderson Respondent Lawyers(s): Newell Weldon Anderson Arbitrator(s): Edward T. Borer, Alan M. Schankel, Peter D. Shelp Hearing Site: Philadelphia, PA
08-02780	04/29/2009	Claimant(s): Wachovia Securities Claimant Lawyers(s): Cliff G. Anderson Respondent(s): William Dahm Respondent Lawyers(s): William C. Dahm Arbitrator(s): Edward T. Borer, Peter D. Shelp, Kenneth Joseph Beahan Hearing Site: Philadelphia, PA
06-05125	10/23/2007	Claimant(s): Morgan Stanley DW Inc., Morgan Stanley Funding Services Corp. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Daniel Silverberg Respondent Lawyers(s): Scott F. Griffith Arbitrator(s): Andrew W. Davitt, Peter D. Shelp, Jay F. Frascella Hearing Site: Philadelphia, PA