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FINRA Awards for D. Randle Moody

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0190205/31/2024Claimant(s): Curt Hall
Claimant Lawyers(s): Clayton B. McCullough
Respondent(s): UBS Financial Services Inc., Mary Reid
Respondent Lawyers(s): D. Randle Moody
Arbitrator(s): Mauricio Arcadier, Dana R. Krajack, John Norman Lindsay
Hearing Site: Columbia, SC

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