FINRA Awards for Capital Growth Financial

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
20-02539	07/15/2021	Claimant(s): Jeffrey Glazer Claimant Lawyers(s): Thomas McEvoy Respondent(s): Oppenheimer & Co.., Capital Growth Financial, Laidlaw & Company (Uk) Ltd. Respondent Lawyers(s): Charles Smulevitz, Michael S. Jacobs, Nicola Anne Murphy Arbitrator(s): Anna Lascar Hearing Site: New York, NY
07-02664	03/18/2009	Claimant(s): Capital Growth Financial Claimant Lawyers(s): Michael Jacobs Respondent(s): Gregg Nussbaum, First American Capital & Trading Corp. Respondent Lawyers(s): Marc S. Dobin, Neil S. Baritz Arbitrator(s): Jeffrey C. Thompson, Joel Margolies, Edward J. Gordon Hearing Site: Boca Raton, FL
06-05234	11/01/2007	Claimant(s): Capital Growth Financial Claimant Lawyers(s): Delmer C. Gowing Respondent(s): Gregg Zadrozny Respondent Lawyers(s): Gregg Thomas Zadrozny Arbitrator(s): Sheldon I. Saitlin, David T. Adonailo, William James Russell Hearing Site: Boca Raton, FL
06-04007	08/27/2007	Claimant(s): Capital Growth Financial Claimant Lawyers(s): Delmer C. Gowing Respondent(s): Keith Gerr Respondent Lawyers(s): Keith Gerr Arbitrator(s): Arthur J. Leibell, Gary M. Landau, Walter John Chesney Hearing Site: Boca Raton, FL