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FINRA Awards for Mark Miller

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0359104/02/2019Claimant(s): Mark Miller
Claimant Lawyers(s): John D. Stewart
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Carl Shechter
Hearing Site: Boca Raton, FL

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