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FINRA Awards for Brian Groh

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0266204/30/2020Claimant(s): Brian Groh
Claimant Lawyers(s): Frances Menzer
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): John P. Cullem
Hearing Site: Orlando, FL
18-0069904/03/2019Claimant(s): Brian Groh
Claimant Lawyers(s): Michelle Atlas
Respondent(s): Edward Jones
Respondent Lawyers(s): Paul Yarns
Arbitrator(s): John P. Cullem
Hearing Site: Orlando, FL

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