Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 12-01260 | 08/02/2016 | Claimant(s): Brian Nevel Claimant Lawyers(s): Brian D. Nevel Respondent(s): Cristal Baron, James Rice, Rice Financial Products Company Respondent Lawyers(s): Lisa-Sheri K. Torrence Arbitrator(s): Linda Yarden, Robert S. Getman, Francis Carling Hearing Site: New York, NY | ||
| 14-03702 | 06/09/2016 | Claimant(s): Christopher Bibow Claimant Lawyers(s): Donald L. Rhoads Respondent(s): Thrivent Investment Management Inc., Thrivent Financial for Lutherans Respondent Lawyers(s): Melissa Raphan Arbitrator(s): Linda Yarden, Ellyn S. Roth Hearing Site: New York, NY | ||
| 13-00141 | 03/06/2014 | Claimant(s): Jeffrey Sparks Claimant Lawyers(s): David Marek Respondent(s): UBS Securities LLC Respondent Lawyers(s): Lloyd B. Chinn Arbitrator(s): Linda Yarden, Martin H. Zern, Barbara Sullivan-Parry Hearing Site: New York, NY |