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FINRA Awards for Raymond P. Buschmann

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Displaying 11-12 out of 12 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0009403/13/2012Claimant(s): Byron Stanislaw
Claimant Lawyers(s): Nicholas P. Iavarone
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Carole G. Miller
Arbitrator(s): Leon Fox, Raymond P. Buschmann, Murray David Shaewitz
Hearing Site: Chicago, IL
10-0442612/28/2011Claimant(s): Eric Goldstein
Claimant Lawyers(s): Adam D. Herzog
Respondent(s): Fifth Third Securities.
Respondent Lawyers(s): Lynn U. Thorpe
Arbitrator(s): Raymond P. Buschmann
Hearing Site: Chicago, IL

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