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FINRA Awards for Marvin G. Pickholz

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0026910/25/2016Claimant(s): COR Clearing
Claimant Lawyers(s): Seth Spitzer
Respondent(s): Burnham Securities Inc.
Respondent Lawyers(s): William Nolan Sheehan
Arbitrator(s): Marvin G. Pickholz
Hearing Site: New York, NY
09-0322901/14/2010Claimant(s): Maxim Group LLC
Claimant Lawyers(s): Christopher G. Massey
Respondent(s): Yachtz Winch
Respondent Lawyers(s): Yachtz Radcliff Winch
Arbitrator(s): Marvin G. Pickholz
Hearing Site: New York, NY

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