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FINRA Awards for Sandra Rose

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Case Number Award Date Case Summary Customer Case? Amount Granted
24-0011509/18/2024Claimant(s): Sandra Rose
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Caitlin P. Cascino
Arbitrator(s): Peter M Cosel
Hearing Site: Hartford, CT
20-0369310/14/2021Claimant(s): Sandra Rose
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): TIAA-CREF Individual & Institutional Ser
Respondent Lawyers(s): Patrick J. Lamparello
Arbitrator(s): Karen Isabel Bedrosian - Richardson
Hearing Site: New York, NY

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