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FINRA Awards for Scott E. Smith

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0216302/11/2021Claimant(s): Scott Smith
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Steven H. Vogel
Hearing Site: Chicago, IL

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