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FINRA Awards for Sean Caplen

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0094908/07/2023Claimant(s): Sean Caplen
Claimant Lawyers(s): Harris Freedman
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Stuart D. Roberts
Arbitrator(s): Mark A Bilawsky
Hearing Site: Boca Raton, FL

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