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FINRA Awards for TD Ameritrade.

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Displaying 31-33 out of 33 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0561706/01/2011Claimant(s): David Gillaspy
Claimant Lawyers(s): David Gillaspy
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Melanie L. Ronen
Arbitrator(s): Janice L. Sperow
Hearing Site: San Diego, CA
Expungement
08-0153105/21/2010Claimant(s): Melvin McDonald, Vincent Scola
Claimant Lawyers(s): Katharine Livingston
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Julie L. Taylor
Arbitrator(s): Martin Mandel, Darryl J. Horowitt, Marilyn Burrill O'Toole
Hearing Site: San Francisco, CA
07-0287407/10/2008Claimant(s): Bill Tsevdos
Claimant Lawyers(s): Bill S. Tsevdos
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Janis Campanella
Arbitrator(s): Lucas A. Ferrara
Hearing Site: New York, NY

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