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FINRA Awards for Robert W. Vernon

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0378807/25/2012Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Christopher Skoog
Respondent Lawyers(s): Christopher Douglas Skoog
Arbitrator(s): Robert W. Vernon
Hearing Site: Los Angeles, CA
05-0023812/04/2007Claimant(s): Wachovia Securities
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Paul Clayton
Respondent Lawyers(s): Jeffrey K. Compton
Arbitrator(s): Robert W. Vernon, Paul J. Sipe, Barry E. Kersh
Hearing Site: San Diego, CA

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