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FINRA Awards for Gordon Hook

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0273608/23/2011Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Peter L. Altieri
Respondent(s): Gordon Hook
Respondent Lawyers(s): Joshua A. Hawks-Ladds
Arbitrator(s): Dorothy F. Gray, Aubrey Lees, Kyle Maldiner
Hearing Site: New York, NY

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