Potomac Analytics' Logo

FINRA Awards for Thomas F. Burke

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 3 out of 3 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0043808/15/2018Claimant(s): Matthew Schultz
Claimant Lawyers(s): Thomas F. Burke
Respondent(s): Frank Schultz, Wells Fargo Advisors
Respondent Lawyers(s): Frank Helmut Schultz, Michael Naccarato
Arbitrator(s): Peter Ordower
Hearing Site: Chicago, IL
15-0305512/27/2016Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Gary I. Blackman
Respondent(s): Craig Lennon
Respondent Lawyers(s): Thomas F. Burke
Arbitrator(s): William M. Getzoff
Hearing Site: Chicago, IL
10-0290612/12/2011Claimant(s): Scott Sutherland
Claimant Lawyers(s): Thomas F. Burke
Respondent(s): Dwight Badger, Keith Daubenspeck, Advanced Equities.
Respondent Lawyers(s): Amal S. Amin
Arbitrator(s): Sanford J. Prizant, Richard R. Bicek, James A. Murphy
Hearing Site: Chicago, IL

3 Results

Display: