Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 12-02115 | 04/28/2015 | Claimant(s): CCO Investment Services Corp., RBS Citizens N.A. Claimant Lawyers(s): David M. Belcher Respondent(s): Wells Fargo Advisors Financial Network, Della Hicks, James Oliver, James Venditti, Jamie Nowakowski, Jayme Lemaire Respondent Lawyers(s): James Frederick Venditti, Thomas B. Lewis Arbitrator(s): Richard Slavin, Lincoln W. Craighead, Charles Franklin Willson Hearing Site: Hartford, CT | ||
| 10-03020 | 01/14/2011 | Claimant(s): Fidelity Brokerage Services LLC Claimant Lawyers(s): Jennifer A. Kenedy Respondent(s): David LaMay, Essex Financial Services. Respondent Lawyers(s): Richard Slavin, Robert A. Richardson Arbitrator(s): Charles Franklin Willson, John Thomas Shaban, Edward Allison Downe Hearing Site: Hartford, CT |