Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 10 out of 348 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	TRELLUS ACCESS LTD	1341514	03/11/2011	D/A	Indefinite	$99,848,184
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	TRELLUS ACCESS LTD	1341514	03/12/2012	D/A	Indefinite	$99,848,184
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	LS VIII Recovery Trust	1573200	04/09/2013	D	Indefinite	$99,640,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	TRELLUS ACCESS LTD	1341514	03/11/2009	D/A	Indefinite	$99,245,913
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	TRELLUS ACCESS LTD	1341514	03/11/2010	D/A	Indefinite	$99,245,913
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	BX Strategic Partners Secondaries IX Fund (Offshore), L.P.	1892483	11/10/2021	D	$99,100,000	$99,100,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	SLP IV Technology Fund (Offshore), L.P.	1554502	12/06/2012	D/A	$99,025,000	$99,025,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Alliant Tax Credit Fund 76, Ltd.	1613358	07/10/2014	D	$125,000,000	$97,546,796
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Global Equity Absolute Return Partners, L.P.	1566023	06/20/2019	D/A	Indefinite	$97,538,905
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Monarch Debt Recovery Participation Fund LLC	1496253	05/18/2022	D/A	Indefinite	$97,502,465

348 Results

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