Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 10 out of 193 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Highbridge Commodities FuturesAccess LLC	1534977	11/16/2011	D	Indefinite	$24,874,175
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Clough Access Ltd.	1524879	09/06/2013	D/A	Indefinite	$24,385,794
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Abraaj Growth Markets Fund II (Offshore), L.P.	1722630	11/15/2017	D	Indefinite	$24,330,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	LLCP Small Cap Fund III (Offshore), L.P.	1884435	09/24/2021	D	$24,300,000	$24,300,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	FR XIII Global Energy Trust	1579952	06/26/2013	D	Indefinite	$24,150,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Clough Access Ltd.	1524879	09/06/2012	D/A	Indefinite	$24,135,794
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Brookfield Opportunistic Real Estate III Access Fund (Offshore), L.P.	1741376	06/05/2018	D	Indefinite	$24,100,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Capital Royalty Partners (Cayman) LP	1313465	02/11/2010	D/A	Indefinite	$24,000,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Concourse Capital Partners Offshore Fund, Ltd.	1504158	04/28/2016	D/A	Indefinite	$23,900,500
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Man AHL FuturesAccess LLC	1498325	03/16/2012	D/A	Indefinite	$23,293,559

193 Results

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