Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Form Ds provide information on individual, unregistered securities offerings.

Search by Recipient Name or Primary Issuer:

Clear Filters

$0 to $1 Million $1 to $5 Million $5 to $10 Million $10 to $25 Million $25 to $50 Million $50 to $100 Million $100 Million to $1 Billion $1 Billion to $5 Billion $10 Billion to $25 Billion $5 Billion to $10 Billion $25 Billion to $50 Billion

Sort by:

Displaying 10 out of 91 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Sterling Stamos Legacy Fund, L.P.	1330667	02/27/2013	D/A	Indefinite	$9,821,885
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Sterling Stamos Legacy Fund, L.P.	1330667	02/27/2012	D/A	Indefinite	$9,721,885
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Clough Access Ltd.	1524879	07/06/2011	D/A	Indefinite	$9,603,117
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Clough Access Ltd.	1524879	07/06/2011	D	Indefinite	$9,603,117
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Sterling Stamos Legacy Fund, L.P.	1330667	02/25/2011	D/A	Indefinite	$9,521,885
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Sterling Stamos Equity (Offshore) Fund - Select, Ltd.	1441161	02/25/2011	D/A	Indefinite	$9,221,125
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	AVENUE ACCESS LLC	1588902	10/10/2014	D/A	Indefinite	$9,100,401
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Gotham Tax Enhanced Neutral Fund, LP	1746690	11/13/2018	D/A	Indefinite	$9,070,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	02/25/2011	D/A	$13,667,947	$8,997,217
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	03/16/2016	D/A	$10,765,279	$8,971,066

91 Results

1
2
3
...
10
>