Broker-Dealers on SEC Form D for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 10 out of 240 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	NB Crossroads Participation Fund 24, L.P.	1976730	05/08/2023	D	$49,930,000	$49,930,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	ML Transtrend DTP Enhanced FuturesAccess LLC	1399406	08/04/2011	D/A	Indefinite	$49,727,259
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Carlson Double Black Diamond Participation Fund Ltd.	1529883	01/08/2015	D/A	Indefinite	$49,446,047
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Carlson Double Black Diamond Participation Fund LLC	1529882	12/13/2012	D/A	Indefinite	$49,415,450
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Ascend Access Ltd.	1504731	01/30/2017	D/A	Indefinite	$49,188,905
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Ascend Access Ltd.	1504731	01/30/2018	D/A	Indefinite	$49,188,905
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	WGL HOLDINGS INC	1103601	05/16/2022	D/A	$350,000,000	$49,000,000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Permal Macro Partners, L.P.	1510515	03/14/2013	D/A	Indefinite	$48,994,610
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Permal Macro Partners, L.P.	1510515	03/13/2014	D/A	Indefinite	$48,994,610
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Ascend Access Ltd.	1504731	01/29/2016	D/A	Indefinite	$48,988,905

240 Results

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