Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| MARK STUART FINCKLE | 2650476 | AMMO, INC. | 1015383 | 04/13/2018 | D | $10,000,000 | $10,000,000 |
| MARK STUART FINCKLE | 2650476 | ADVANCED EQUITIES SOLFOCUS INVESTMENTS I LLC | 1454617 | 07/08/2009 | D | Indefinite | $4,189,613 |
| MARK STUART FINCKLE | 2650476 | AEI Bloom X, LLC | 1551742 | 06/28/2012 | D | Indefinite | $3,070,410 |
| MARK STUART FINCKLE | 2650476 | AMMO, INC. | 1015383 | 01/09/2019 | D | $1,710,000 | $1,710,000 |
| MARK STUART FINCKLE | 2650476 | AMMO, INC. | 1015383 | 01/09/2019 | D | $10,000,000 | $194,000 |
| MARK STUART FINCKLE | 2650476 | AEI Patron II, LLC | 1527826 | 09/16/2011 | D | Indefinite | $40,000 |