Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| MARK STUART FINCKLE | 2650476 | NEUROONE MEDICAL TECHNOLOGIES Corp | 1500198 | 02/27/2019 | D/A | $10,000,000 | $992,500 |
| MARK STUART FINCKLE | 2650476 | AEI Patron II, LLC | 1527826 | 12/19/2011 | D/A | Indefinite | $901,500 |
| MARK STUART FINCKLE | 2650476 | AEI Patron II, LLC | 1527826 | 11/28/2011 | D/A | Indefinite | $476,500 |
| MARK STUART FINCKLE | 2650476 | AEI Patron II, LLC | 1527826 | 11/14/2011 | D/A | Indefinite | $300,000 |
| MARK STUART FINCKLE | 2650476 | AMMO, INC. | 1015383 | 01/09/2019 | D | $10,000,000 | $194,000 |
| MARK STUART FINCKLE | 2650476 | AEI Patron II, LLC | 1527826 | 10/31/2011 | D/A | Indefinite | $175,000 |
| MARK STUART FINCKLE | 2650476 | AEI Patron II, LLC | 1527826 | 10/17/2011 | D/A | Indefinite | $85,000 |
| MARK STUART FINCKLE | 2650476 | AEI Patron II, LLC | 1527826 | 09/16/2011 | D | Indefinite | $40,000 |