Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| MARK STUART FINCKLE | 2650476 | AEI Fisker VIII, LLC | 1526462 | 01/06/2012 | D/A | Indefinite | $24,080,116 |
| MARK STUART FINCKLE | 2650476 | AEI Fisker VIII, LLC | 1526462 | 12/05/2011 | D/A | Indefinite | $19,505,871 |
| MARK STUART FINCKLE | 2650476 | AEI Fisker VIII, LLC | 1526462 | 11/29/2011 | D/A | Indefinite | $19,171,431 |
| MARK STUART FINCKLE | 2650476 | AEI Fisker VIII, LLC | 1526462 | 10/31/2011 | D/A | Indefinite | $16,539,907 |
| MARK STUART FINCKLE | 2650476 | ADVANCED EQUITIES SOLFOCUS INVESTMENTS II LLC | 1454598 | 07/09/2009 | D/A | Indefinite | $15,936,874 |
| MARK STUART FINCKLE | 2650476 | AEI Fisker VIII, LLC | 1526462 | 10/21/2011 | D/A | Indefinite | $11,395,023 |
| MARK STUART FINCKLE | 2650476 | AEI Fisker VIII, LLC | 1526462 | 10/17/2011 | D/A | Indefinite | $10,361,023 |
| MARK STUART FINCKLE | 2650476 | AMMO, INC. | 1015383 | 04/13/2018 | D | $10,000,000 | $10,000,000 |
| MARK STUART FINCKLE | 2650476 | AEI Suniva Investments IV, LLC | 1517550 | 04/19/2011 | D/A | $4,391,876 | $4,391,876 |
| MARK STUART FINCKLE | 2650476 | ADVANCED EQUITIES SOLFOCUS INVESTMENTS I LLC | 1454617 | 07/08/2009 | D | Indefinite | $4,189,613 |