Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| MARK STUART FINCKLE | 2650476 | AEI Suniva Investments IV, LLC | 1517550 | 04/19/2011 | D/A | $4,391,876 | $4,391,876 |
| MARK STUART FINCKLE | 2650476 | ADVANCED EQUITIES SOLFOCUS INVESTMENTS I LLC | 1454617 | 07/08/2009 | D | Indefinite | $4,189,613 |
| MARK STUART FINCKLE | 2650476 | AEI ALIEN SERIES B' INVESTMENTS II, LLC | 1510957 | 07/07/2011 | D/A | Indefinite | $3,262,968 |
| MARK STUART FINCKLE | 2650476 | AEI ALIEN SERIES B' INVESTMENTS II, LLC | 1510957 | 07/12/2011 | D/A | Indefinite | $3,262,968 |
| MARK STUART FINCKLE | 2650476 | AEI Bloom X, LLC | 1551742 | 06/28/2012 | D | Indefinite | $3,070,410 |
| MARK STUART FINCKLE | 2650476 | ADVANCED EQUITIES SUNIVA INVESTMENTS I LLC | 1433355 | 06/10/2009 | D/A | Indefinite | $2,618,630 |
| MARK STUART FINCKLE | 2650476 | AEI ALIEN SERIES B' INVESTMENTS II, LLC | 1510957 | 06/24/2011 | D/A | Indefinite | $2,510,500 |
| MARK STUART FINCKLE | 2650476 | AMMO, INC. | 1015383 | 01/09/2019 | D | $1,710,000 | $1,710,000 |
| MARK STUART FINCKLE | 2650476 | AEI ALIEN SERIES B' INVESTMENTS II, LLC | 1510957 | 05/31/2011 | D/A | Indefinite | $1,410,700 |
| MARK STUART FINCKLE | 2650476 | AEI Patron II, LLC | 1527826 | 03/23/2012 | D/A | Indefinite | $1,096,500 |