Broker-Dealers on SEC Form D for BARCLAYS CAPITAL INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 10 out of 90 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
BARCLAYS CAPITAL INC.	19714	TT Emerging Markets Fund LP	1619172	09/03/2015	D/A	Indefinite	$99,474,073
BARCLAYS CAPITAL INC.	19714	Cardinal AlternativeFocus TT Emerging Markets Fund LP	1619172	03/21/2016	D/A	Indefinite	$99,474,073
BARCLAYS CAPITAL INC.	19714	NB Diversified Arbitrage Pension Fund Ltd.	1460028	03/15/2011	D/A	$0	$99,259,876
BARCLAYS CAPITAL INC.	19714	AlternativeFocus Halcyon Partners L.P.	1492430	03/30/2015	D/A	Indefinite	$98,054,082
BARCLAYS CAPITAL INC.	19714	AlternativeFocus Halcyon Partners L.P.	1492430	09/03/2015	D/A	Indefinite	$98,054,082
BARCLAYS CAPITAL INC.	19714	Cardinal AlternativeFocus HBK Fund II L.P.	1567960	03/21/2016	D/A	Indefinite	$98,054,082
BARCLAYS CAPITAL INC.	19714	AlternativeFocus Halcyon Partners L.P.	1492430	04/01/2014	D/A	Indefinite	$97,954,085
BARCLAYS CAPITAL INC.	19714	Magnitude Private Partners, L.P.	1480411	08/18/2015	D/A	Indefinite	$95,790,768
BARCLAYS CAPITAL INC.	19714	PINNACLE WEST CAPITAL CORP	764622	06/11/2010	D/A	Indefinite	$93,950,000
BARCLAYS CAPITAL INC.	19714	Fortress Worldwide Transportation & Infrastructure Investors LP	1524403	04/21/2014	D	Indefinite	$92,575,000

90 Results

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