Broker-Dealers on SEC Form D for BARCLAYS CAPITAL INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 10 out of 27 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
BARCLAYS CAPITAL INC.	19714	NB Crossroads 2010 Fund - Plan Asset Allocation LP	1486691	11/12/2010	D/A	$1,000,000,000	$4,850,000
BARCLAYS CAPITAL INC.	19714	NB Crossroads 2010 Fund - Plan Asset Allocation LP	1486691	11/12/2010	D/A	$1,000,000,000	$4,850,000
BARCLAYS CAPITAL INC.	19714	Capital Group Opportunistic Fund LLC	1107982	04/06/2015	D/A	Indefinite	$4,541,596
BARCLAYS CAPITAL INC.	19714	Capital Group Opportunistic Fund LLC	1107982	04/12/2016	D/A	Indefinite	$4,541,596
BARCLAYS CAPITAL INC.	19714	Capital Group Opportunistic Fund LLC	1107982	02/03/2017	D/A	Indefinite	$4,541,596
BARCLAYS CAPITAL INC.	19714	Fortress Worldwide Transportation & Infrastructure Investors Offshore L.P.	1566498	04/21/2014	D	Indefinite	$4,500,000
BARCLAYS CAPITAL INC.	19714	Beldore Capital Fund LLC	1404013	11/06/2017	D/A	Indefinite	$4,499,482
BARCLAYS CAPITAL INC.	19714	Special Asset Facility 2009-A LLC	1458199	03/20/2009	D	$46,000,000	$4,000,000
BARCLAYS CAPITAL INC.	19714	Barclays Wealth Advisor Series - Global Bond Fund Ltd.	1533969	12/09/2011	D	Indefinite	$4,000,000
BARCLAYS CAPITAL INC.	19714	ALTERNATIVEFOCUS IVORY FLAGSHIP FUND L.P.	1492429	05/28/2010	D	Indefinite	$3,950,000

27 Results

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