Broker-Dealers on SEC Form D for BARCLAYS CAPITAL INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 10 out of 82 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
BARCLAYS CAPITAL INC.	19714	Structured Alpha 1000 Plus LLC	1555565	12/31/2013	D/A	Indefinite	$49,352,984
BARCLAYS CAPITAL INC.	19714	Structured Alpha 1000 Plus LLC	1555565	12/23/2014	D/A	Indefinite	$49,352,984
BARCLAYS CAPITAL INC.	19714	AllianzGI Structured Alpha 1000 Plus LLC	1555565	01/07/2015	D/A	Indefinite	$49,352,984
BARCLAYS CAPITAL INC.	19714	AllianzGI Structured Alpha 1000 Plus LLC	1555565	01/06/2016	D/A	Indefinite	$49,352,984
BARCLAYS CAPITAL INC.	19714	AllianzGI Structured Alpha 1000 Plus LLC	1555565	01/04/2017	D/A	Indefinite	$49,352,984
BARCLAYS CAPITAL INC.	19714	AllianzGI Structured Alpha 1000 Plus LLC	1555565	01/04/2018	D/A	Indefinite	$49,352,984
BARCLAYS CAPITAL INC.	19714	AllianzGI Structured Alpha 1000 Plus LLC	1555565	01/04/2019	D/A	Indefinite	$49,352,984
BARCLAYS CAPITAL INC.	19714	AllianzGI Structured Alpha 1000 Plus LLC	1555565	01/09/2020	D/A	Indefinite	$49,352,984
BARCLAYS CAPITAL INC.	19714	BARCLAYS WEALTH ADVISOR SERIES - GLOBAL EQUITY LP	1437948	04/18/2011	D/A	Indefinite	$48,374,195
BARCLAYS CAPITAL INC.	19714	BARCLAYS WEALTH ADVISOR SERIES - GLOBAL EQUITY LP	1437948	02/13/2012	D/A	Indefinite	$48,374,195

82 Results

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