Broker-Dealers on SEC Form D for BARCLAYS CAPITAL INC.

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 10 out of 52 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
BARCLAYS CAPITAL INC.	19714	AlternativeFocus Brevan Howard L.P.	1476585	11/12/2009	D	Indefinite	$9,350,000
BARCLAYS CAPITAL INC.	19714	AlternativeFocus Saba Capital Offshore Fund Ltd.	1515360	03/30/2012	D/A	Indefinite	$8,879,396
BARCLAYS CAPITAL INC.	19714	Owl Creek Asia Fund, Ltd.	1528994	03/07/2012	D/A	Indefinite	$8,700,000
BARCLAYS CAPITAL INC.	19714	Barclays Wealth Advisor Series - Strategic Commodities Fund Ltd.	1470106	08/12/2009	D	Indefinite	$8,600,000
BARCLAYS CAPITAL INC.	19714	Barclays Wealth Advisor Series - Strategic Commodities Fund LP	1470105	08/12/2009	D	Indefinite	$8,425,000
BARCLAYS CAPITAL INC.	19714	AlternativeFocus Ivory Offshore Flagship Fund Ltd.	1496266	03/30/2012	D/A	Indefinite	$8,250,758
BARCLAYS CAPITAL INC.	19714	BARCLAYS BANK PLC /ENG/	312070	11/13/2012	D	$8,137,030	$8,137,030
BARCLAYS CAPITAL INC.	19714	AlternativeFocus Halcyon Partners Offshore Ltd.	1492431	03/30/2012	D/A	Indefinite	$7,880,000
BARCLAYS CAPITAL INC.	19714	PINNACLE WEST CAPITAL CORP	764622	08/04/2021	D/A	Indefinite	$7,500,000
BARCLAYS CAPITAL INC.	19714	AlternativeFocus Ivory Offshore Flagship Fund Ltd.	1496266	04/18/2011	D/A	Indefinite	$7,250,758

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