Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| AEGIS CAPITAL CORP. | 15007 | DarioHealth Corp. | 1533998 | 02/03/2021 | D | $70,000,000 | $70,000,000 |
| AEGIS CAPITAL CORP. | 15007 | Trevi Therapeutics, Inc. | 1563880 | 04/18/2022 | D | $54,999,998 | $54,999,998 |
| AEGIS CAPITAL CORP. | 15007 | ZoomCar, Inc. | 1588864 | 04/09/2021 | D | $75,000,000 | $37,485,822 |
| AEGIS CAPITAL CORP. | 15007 | DarioHealth Corp. | 1533998 | 08/04/2020 | D | $30,000,000 | $28,590,801 |
| AEGIS CAPITAL CORP. | 15007 | Volcon, Inc. | 1829794 | 08/30/2022 | D | $27,173,913 | $27,173,913 |
| AEGIS CAPITAL CORP. | 15007 | Hydrobuilder Holdings LLC | 1866586 | 06/11/2021 | D | $60,000,000 | $26,808,380 |
| AEGIS CAPITAL CORP. | 15007 | Motus GI Holdings, Inc. | 1686850 | 02/07/2017 | D | $30,000,000 | $25,611,683 |
| AEGIS CAPITAL CORP. | 15007 | HYDROFARM HOLDINGS GROUP, INC. | 1695295 | 01/14/2020 | D | $50,000,000 | $23,525,999 |
| AEGIS CAPITAL CORP. | 15007 | Agritech QP Partners LLC - Series HB-1 | 1866941 | 06/11/2021 | D | $40,000,000 | $21,861,000 |
| AEGIS CAPITAL CORP. | 15007 | Kintara Therapeutics, Inc. | 1498382 | 08/27/2020 | D | $30,000,000 | $21,772,000 |