Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| AEGIS CAPITAL CORP. | 15007 | Aquyre Biosciences Inc | 1887377 | 05/13/2022 | D/A | $5,000,000 | $4,999,995 |
| AEGIS CAPITAL CORP. | 15007 | Sunshine Biopharma, Inc | 1402328 | 05/17/2023 | D | $4,996,497 | $4,996,497 |
| AEGIS CAPITAL CORP. | 15007 | BIO BLAST PHARMA LTD. | 1596812 | 02/13/2014 | D | $4,750,000 | $4,750,000 |
| AEGIS CAPITAL CORP. | 15007 | Aerami Therapeutics Holdings, Inc. | 1650840 | 06/17/2020 | D | $15,000,000 | $4,608,000 |
| AEGIS CAPITAL CORP. | 15007 | Nxt-ID, Inc. | 1566826 | 07/28/2016 | D | $4,500,000 | $4,500,000 |
| AEGIS CAPITAL CORP. | 15007 | Aegis Special Situations Fund LLC - Series Aerospace II | 1877032 | 08/05/2021 | D | $5,000,000 | $4,465,000 |
| AEGIS CAPITAL CORP. | 15007 | Shopoff Opportunity Fund VI, L.P. | 1745037 | 02/01/2019 | D/A | $100,000,000 | $4,409,737 |
| AEGIS CAPITAL CORP. | 15007 | Shopoff Opportunity Fund VI, L.P. | 1745037 | 03/13/2019 | D/A | $100,000,000 | $4,409,737 |
| AEGIS CAPITAL CORP. | 15007 | Shopoff Opportunity Fund VI, L.P. | 1745037 | 03/15/2019 | D/A | $100,000,000 | $4,409,737 |
| AEGIS CAPITAL CORP. | 15007 | Shopoff Opportunity Fund VI, L.P. | 1745037 | 04/04/2019 | D/A | $100,000,000 | $4,409,737 |