Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| AEGIS CAPITAL CORP. | 15007 | Psudo Inc. | 1902287 | 01/04/2022 | D | $3,000,000 | $950,000 |
| AEGIS CAPITAL CORP. | 15007 | Dance Biopharm Holdings, Inc. | 1650840 | 04/26/2017 | D | $5,000,000 | $837,604 |
| AEGIS CAPITAL CORP. | 15007 | Native American Energy Group, Inc. | 1499501 | 12/08/2011 | D/A | $750,000 | $750,000 |
| AEGIS CAPITAL CORP. | 15007 | FSC Healthcare 1 DST | 1684518 | 09/13/2016 | D/A | $5,320,000 | $750,000 |
| AEGIS CAPITAL CORP. | 15007 | ARMADA WATER ASSETS INC | 1568996 | 08/05/2013 | D | $700,000 | $700,000 |
| AEGIS CAPITAL CORP. | 15007 | Aegis Special Situations Fund LLC - Series Medtech VI | 1893051 | 01/12/2023 | D | $6,000,000 | $685,000 |
| AEGIS CAPITAL CORP. | 15007 | SmartMetric, Inc. | 1301991 | 05/31/2013 | D | $5,100,000 | $661,783 |
| AEGIS CAPITAL CORP. | 15007 | Dance Biopharm Holdings, Inc. | 1650840 | 08/04/2016 | D | $23,000,000 | $625,000 |
| AEGIS CAPITAL CORP. | 15007 | VIRTUAL PIGGY, INC. | 1437283 | 04/03/2013 | D | $1,000,000 | $600,000 |
| AEGIS CAPITAL CORP. | 15007 | ARMADA WATER ASSETS INC | 1568996 | 12/12/2013 | D | $5,000,000 | $590,000 |