| AEGIS CAPITAL CORP. | 15007 | Orchestra BioMed, Inc. | 1695296 | 05/07/2019 | D | $30,000,000 | $9,863,620 |
| AEGIS CAPITAL CORP. | 15007 | Aegis Special Situations Fund LLC - Series Big Data I | 1773823 | 07/01/2019 | D/A | $12,000,000 | $9,413,500 |
| AEGIS CAPITAL CORP. | 15007 | REARDEN COMMERCE INC | 1115646 | 06/04/2013 | D | $9,350,000 | $9,350,000 |
| AEGIS CAPITAL CORP. | 15007 | Aegis Special Situations Fund LLC - Series Agritech II | 1849482 | 03/09/2021 | D | $12,000,000 | $9,225,750 |
| AEGIS CAPITAL CORP. | 15007 | MCI Preferred Income Fund IV, LLC | 1774415 | 06/12/2020 | D/A | $500,000,000 | $9,110,150 |
| AEGIS CAPITAL CORP. | 15007 | Aegis Special Situations Fund II LLC - Series Rideshare I | 1747784 | 11/07/2018 | D/A | $12,000,000 | $9,025,000 |
| AEGIS CAPITAL CORP. | 15007 | Fort Myers Multifamily DST | 1759531 | 04/03/2019 | D/A | $23,971,364 | $8,648,360 |
| AEGIS CAPITAL CORP. | 15007 | Super League Gaming, Inc. | 1621672 | 12/05/2022 | D | $30,000,000 | $8,389,000 |
| AEGIS CAPITAL CORP. | 15007 | Aegis Special Situations QP Fund LLC - Series Hospitality I | 1737986 | 06/19/2018 | D/A | $25,000,000 | $8,166,753 |
| AEGIS CAPITAL CORP. | 15007 | ZoomCar, Inc. | 1588864 | 04/06/2023 | D | $40,000,000 | $8,110,030 |
