Broker-Dealers on SEC Form D for RK EQUITY CAPITAL MARKETS LLC

Form Ds provide information on individual, unregistered securities offerings.

Search by Recipient Name or Primary Issuer:

Clear Filters

D D/A

Sort by:

Displaying 4 out of 4 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
RK EQUITY CAPITAL MARKETS LLC	148084	Searchlight Minerals Corp.	1084226	11/24/2009	D	$26,829,581	$15,098,245
RK EQUITY CAPITAL MARKETS LLC	148084	WESTERN LITHIUM CANADA CORP	1440972	05/13/2009	D	$3,669,756	$1,649,520
RK EQUITY CAPITAL MARKETS LLC	148084	GEOLOGIX EXPLORATIONS INC	1282888	08/16/2012	D	$997,813	$997,813
RK EQUITY CAPITAL MARKETS LLC	148084	Western Lithium USA Corp	1440972	05/28/2014	D	$423,313	$198,486

4 Results

1