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Broker-Dealers on SEC Form D for RK EQUITY CAPITAL MARKETS LLC

Form Ds provide information on individual, unregistered securities offerings.

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Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
RK EQUITY CAPITAL MARKETS LLC148084GEOLOGIX EXPLORATIONS INC128288808/16/2012D$997,813$997,813
RK EQUITY CAPITAL MARKETS LLC148084Western Lithium USA Corp144097205/28/2014D$423,313$198,486

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