Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| RK EQUITY CAPITAL MARKETS LLC | 148084 | CML Holdings, Inc. | 1515888 | 08/09/2011 | D/A | $20,000,000 | $20,000,000 |
| RK EQUITY CAPITAL MARKETS LLC | 148084 | Searchlight Minerals Corp. | 1084226 | 11/24/2009 | D | $26,829,581 | $15,098,245 |