Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| RK EQUITY CAPITAL MARKETS LLC | 148084 | CML Holdings, Inc. | 1515888 | 08/09/2011 | D/A | $20,000,000 | $20,000,000 |
| RK EQUITY CAPITAL MARKETS LLC | 148084 | Searchlight Minerals Corp. | 1084226 | 11/24/2009 | D | $26,829,581 | $15,098,245 |
| RK EQUITY CAPITAL MARKETS LLC | 148084 | WESTERN LITHIUM CANADA CORP | 1440972 | 05/13/2009 | D | $3,669,756 | $1,649,520 |
| RK EQUITY CAPITAL MARKETS LLC | 148084 | GEOLOGIX EXPLORATIONS INC | 1282888 | 08/16/2012 | D | $997,813 | $997,813 |
| RK EQUITY CAPITAL MARKETS LLC | 148084 | Western Lithium USA Corp | 1440972 | 05/28/2014 | D | $423,313 | $198,486 |