Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| ADAMS, HARKNESS & HILL, INC. | 1020 | PharmaCann Inc. | 1621435 | 07/09/2021 | D | $85,000,000 | $85,000,000 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Columbia Care Inc. | 1776738 | 02/18/2022 | D | $75,000,000 | $75,000,000 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | SELECTA BIOSCIENCES INC | 1453687 | 01/02/2020 | D | $70,000,000 | $70,000,000 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | TRANSATLANTIC PETROLEUM LTD. | 1092289 | 12/09/2009 | D | $61,394,724 | $61,394,724 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | AVEO PHARMACEUTICALS INC | 1325879 | 11/03/2010 | D | $60,750,000 | $60,750,000 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Helios & Matheson Analytics Inc. | 1040792 | 02/06/2018 | D | $60,000,000 | $60,000,000 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | MALA NOCHE RESOURCES CORP | 1455886 | 07/29/2010 | D | $87,545,961 | $57,095,192 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | HeartWare International, Inc. | 1389072 | 08/14/2009 | D | $55,000,000 | $55,000,000 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | 1276268 B.C. LTD | 1842527 | 02/03/2021 | D | $54,630,000 | $54,630,000 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Aurinia Pharmaceuticals Inc. | 1600620 | 02/28/2014 | D | $52,000,000 | $52,000,000 |