Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| ADAMS, HARKNESS & HILL, INC. | 1020 | CALIBRE MINING CORP. | 1280797 | 10/01/2019 | D | $24,148,687 | $24,148,687 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Cap-Link Ventures Ltd. | 1478524 | 12/16/2009 | D | $47,572,143 | $23,786,071 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | GPI Finco (Canada) Inc. | 1770912 | 03/19/2019 | D | $22,880,000 | $22,880,000 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Canadian Overseas Petroleum Ltd | 1507759 | 12/14/2010 | D | $22,407,874 | $22,407,874 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Phunware, Inc. | 1665300 | 07/22/2020 | D | $21,600,000 | $21,600,000 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | MARATHON GOLD Corp | 1507472 | 10/05/2022 | D | $21,450,585 | $21,450,585 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Zodiac Exploration Corp. | 1501010 | 09/16/2010 | D | $21,402,814 | $21,402,814 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | KushCo Holdings, Inc. | 1604627 | 05/13/2019 | D | $21,300,000 | $21,300,000 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Ocuphire Pharma, Inc. | 1228627 | 11/20/2020 | D | $21,150,000 | $21,150,000 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | LYDIAN INTERNATIONAL LTD | 1424556 | 11/02/2010 | D | $19,840,950 | $19,840,950 |