Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| ADAMS, HARKNESS & HILL, INC. | 1020 | SINOHUB, INC. | 1406574 | 03/16/2010 | D | $5,500,000 | $4,900,000 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Orezone Gold Corp | 1482601 | 01/04/2011 | D | $4,837,223 | $4,837,223 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Saturn Oil & Gas Inc. | 1868917 | 03/23/2023 | D | $4,806,335 | $4,806,335 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | AURA MINERALS INC | 1468642 | 07/23/2009 | D | $4,705,021 | $4,705,021 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Petrodorado Energy Ltd. | 1514363 | 03/08/2011 | D | $4,688,572 | $4,688,572 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Solvista Gold Corp | 1511730 | 03/29/2011 | D/A | $8,014,098 | $4,623,518 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Marsa Energy Inc. | 1609980 | 06/06/2014 | D | $4,367,317 | $4,367,317 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | CANSORTIUM INC. | 1758124 | 04/04/2019 | D/A | $4,047,798 | $4,047,798 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Inventergy, Inc. | 1577547 | 11/20/2013 | D/A | $5,000,000 | $4,046,741 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Inventergy, Inc. | 1577547 | 10/03/2013 | D/A | $5,000,000 | $3,790,621 |