Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| ADAMS, HARKNESS & HILL, INC. | 1020 | Western Uranium Corp | 1621906 | 08/23/2018 | D | $1,837,887 | $995,828 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Canacol Energy Ltd. | 1465103 | 02/23/2011 | D | $986,624 | $986,624 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Labrador Iron Mines Holdings Ltd | 1488158 | 03/30/2010 | D | $981,799 | $981,799 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | NuLoch Resources Inc. | 1475201 | 10/29/2010 | D | $979,225 | $979,225 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Champignon Brands Inc. | 1815476 | 06/23/2020 | D | $1,593,573 | $950,552 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Zazu Metals Corp | 1386303 | 05/19/2015 | D | $950,000 | $950,000 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | HEMISPHERE ENERGY CORP | 1500424 | 09/01/2010 | D | $2,353,881 | $941,552 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Tectonic Metals Inc. | 1783432 | 10/10/2019 | D | $4,639,668 | $939,586 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | LONGFORD ENERGY INC | 1441374 | 06/24/2011 | D | $895,475 | $895,475 |
| ADAMS, HARKNESS & HILL, INC. | 1020 | Roscan Gold Corp. | 1814803 | 06/11/2020 | D | $870,840 | $870,840 |