Our Staff has compiled our research into a database of FINRA Broker Disclosures for Credit Suisse Securities (USA) LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ray Erwin Farris | 3216947 | 1 | 05/09/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Samuel Pinion | 7528565 | 1 | 06/29/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Mazmanian | 5686359 | 1 | 11/01/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bennett Sipple | 7396151 | 1 | 05/19/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Daniel McMillan | 5801332 | 1 | 04/13/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Parke Lecky III | 4979366 | 1 | 12/05/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark Russell Evans | 6510780 | 1 | 07/22/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Fernando Salazar | 4820959 | 1 | 06/02/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Carlos Garcia | 4762472 | 1 | 02/09/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Johnson | 2434723 | 1 | 02/28/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |