Our Staff has compiled our research into a database of FINRA Broker Disclosures for Credit Suisse Securities (USA) LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marissa N Hemby | 6699084 | 2 | 09/24/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Douglas Nathaniel Moore | 6712374 | 3 | 03/04/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Douglas Nathaniel Moore | 6712374 | 3 | 03/04/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jay Kim | 2943078 | 1 | 01/29/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Peter James Sack | 4385706 | 1 | 01/29/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Adam Max Sitzer | 2990159 | 1 | 09/28/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marissa N Hemby | 6699084 | 2 | 03/29/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adriana Guevara Jerez | 6556411 | 1 | 07/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adrian Szumilo | 6386400 | 1 | 05/25/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas Dante Larocca | 2169992 | 1 | 09/02/2011 | Civil | Final | $0.00 | $0.00 | See FINRA Report |