Our Staff has compiled our research into a database of FINRA Broker Disclosures for Credit Suisse Securities (USA) LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Nicholas Larocca | 2169992 | 1 | 09/02/2011 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
Robert Daddario | 2622932 | 3 | 04/14/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |