Our Staff has compiled our research into a database of FINRA Broker Disclosures for Credit Suisse Securities (USA) LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Richard Vargus | 4303337 | 1 | 03/16/2015 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Nicholas Larocca | 2169992 | 1 | 09/02/2011 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Daddario | 2622932 | 3 | 04/14/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Daddario | 2622932 | 3 | 02/19/2010 | Customer Dispute | Settled | $54,050,000.00 | $0.00 | See FINRA Report |
| Robert Daddario | 2622932 | 3 | 12/14/2009 | Customer Dispute | Award / Judgment | $8,610,000.00 | $1,824,120.00 | See FINRA Report |