Our Staff has compiled our research into a database of FINRA Broker Disclosures for Credit Suisse Securities (USA) LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jay Kim | 2943078 | 1 | 01/29/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Peter James Sack | 4385706 | 1 | 01/29/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Anthony Daddario | 2622932 | 3 | 04/14/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |