Our Staff has compiled our research into a database of FINRA Broker Disclosures for Canaccord Genuity Wealth Management (USA) Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Darrell Loudette Thompson | 1810299 | 2 | 04/24/2019 | Customer Dispute | Settled | $63,020.00 | $0.00 | See FINRA Report |
Cary Dennis Pinkowski | 2681787 | 2 | 08/17/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Cary Dennis Pinkowski | 2681787 | 2 | 07/01/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |