Our Staff has compiled our research into a database of FINRA Broker Disclosures for Canaccord Genuity Wealth Management (USA) Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Yasmin Virani | 6733369 | 1 | 11/21/2022 | Customer Dispute | Pending | $4,760,770.00 | $0.00 | See FINRA Report |
| Thomas William Cox | 2744412 | 3 | 02/09/2017 | Customer Dispute | Pending | $68,922.50 | $0.00 | See FINRA Report |