Our Staff has compiled our research into a database of FINRA Broker Disclosures for Canaccord Genuity Wealth Management (USA) Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Anthony Peters | 5183266 | 1 | 03/08/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas William Cox | 2744412 | 3 | 12/16/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Raymond Richard Martin | 2811447 | 1 | 03/01/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Rick Langer | 2818914 | 1 | 11/11/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |